Check a banking document
Upload a consumer-lending document of the fictitious Demo Bank, or pick a sample. The Compliance Bot compares it with Slovenian and EU rules, EBA guidelines and the bank’s internal policies, and shows which requirements it appears to meet or miss – with sources.
1. Choose a document
Drop a file here or
PDF (max. 20 pages), TXT, MD, CSV, PNG, JPEG or WebP · max. 10 MB. Word files are not accepted – save them as PDF first.
A check lists up to 12 requirements. For long documents, run it again with another focus.
2. Results
| Finding # | Requirement | Status | Our rating | Severity | Source | Detail |
|---|
How the rating and severity are worked out
- Status per requirement comes from the AI check: met, missing or unclear.
- Our rating per requirement: met → Compliant; missing → Non-compliant; unclear → Partially compliant / not assessable (the document does not give enough information).
- Document rating: all requirements met → Compliant. Any requirement missing → Non-compliant, or Partially compliant if more requirements are met than missing. No missing, but some unclear → Partially compliant. All unclear, or no requirements found → Not assessable.
- Severity is the one the check states for the requirement ([Severity: …], taken from the bank’s Regulatory Requirements Register for requirements with a register ID such as APP-02). If the check states none, the register entry for the ID is used, then a severity in the AI detail, and failing that an indicative value from the status (missing → Major, unclear → Minor). For met requirements the severity applies only if breached.
- Highlights: for PDF and text files, the passage the check quotes as evidence is highlighted in the document below (Critical red, Major orange, Minor yellow). Requirements with no passage in the document are listed as “Not found in the document”. The document is shown in your browser only.
- Sources link to the passages of the knowledge base the check used. The rating is a starting point for a compliance officer, not a conclusion.
Document with findings
The checked document with each finding highlighted where the check found its evidence. Click a highlight to jump to the finding, or a finding to jump to its highlight.
Generated by Compliance Bot demo – AI-assisted, to be confirmed by a compliance officer.
3. Ask a follow-up question
Ask about a finding, a requirement or the rules behind it. Answers cite the knowledge base. AI-generated, not legal advice.
4. Knowledge base
The documents the Compliance Bot uses for checks and answers, grouped by knowledge domain. Laws and guidelines are public texts; the Demo Bank policies are fictitious.
Loading the knowledge base…
Add a document
Add a public or demo document (for example a regulation, guideline or policy) to the Visitor uploads domain. After indexing, the bot can use it in checks and answers. Uploads are reviewed and removed regularly.